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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-01
NJ RA APPROVED 2023-01-30
  • TX RA
    APPROVED
    Since 2023-02-01
  • NJ RA
    APPROVED
    Since 2023-01-30

Branch Locations

7 Roszel Rd, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Princeton NJ 09/2022 Present
Mercer County Community College West Windsor NJ 10/2019 06/2020
Uti International (Singapore) Private Limited Singapore 07/2008 07/2018
Mercer County Community College West Windsor NJ 08/2018 08/2022
Bank Of America, N.A. Princeton NJ 07/2024 Present
  • 09/2022 → Present
    Princeton, NJ
  • 10/2019 → 06/2020
    Mercer County Community College
    West Windsor, NJ
  • 07/2008 → 07/2018
    Uti International (Singapore) Private Limited
    Singapore
  • 08/2018 → 08/2022
    Mercer County Community College
    West Windsor, NJ
  • 07/2024 → Present
    Bank Of America, N.A.
    Princeton, NJ
Other Businesses

I*1529286 Entity Type: Rental property Name of outside business organization: Rental Property 1 Investment related: No Address of business: Singapore, Singapore, 248360, Singapore Position, title, association: Co-owner with other family members Start date of relationship: 12/1/2005 Number of hours devoted: 1 hour Yearly Number of hours devoted during trading hours: 0 Duties: I*1529287 Entity Type: Rental Property Name of outside business organization: Rental Property 2 Investment related: No Address of business: Singapore, , 08540, Singapore Position, title, association: Co-owner with other family members Start date of relationship: 2/1/2012 Number of hours devoted: 1 hour Yearly Number of hours devoted during trading hours: 0 Duties: I*1530264 Entity Type: Rental Property Name of outside business organization: Rental Property 3 Investment related: No Address of business: Mumbai, , 6800010, India Position, title, association: Co-owner with other family members Start date of relationship: 7/19/2019 Number of hours devoted: 1 hour Yearly Number of hours devoted during trading hours: 0 Duties: I*5122283 Entity Type: Rental Property Name of OBA: Rental Property - 28-Jul-26 - 1 Address: Plainsboro, New Jersey, 8536 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 07/28/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-23
  • S66 Uniform Combined State Law Examination
    2023-01-23

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