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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-06
CA RA APPROVED 2023-02-07
  • TX RA
    APPROVED
    Since 2023-04-06
  • CA RA
    APPROVED
    Since 2023-02-07

Branch Locations

2555-2595 W Chandler Blvd Ci Client Management, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 09/2022 Present
Unemployed Mesa AZ 06/2022 09/2022
Rocket Mortgage Phoenix AZ 09/2021 06/2022
Berge Riverview Toyota Mesa AZ 01/2021 08/2021
Target Tempe AZ 11/2020 01/2021
Unemployed Mesa AZ 04/2020 11/2020
Jimmy Johns Tempe AZ 11/2017 05/2020
Full Time Education Tempe AZ 01/2012 05/2018
Mesa Community College Mesa AZ 08/2018 05/2020
Bank Of America N.A. Chandler AZ 05/2024 Present
  • 09/2022 → Present
    Chandler, AZ
  • 06/2022 → 09/2022
    Unemployed
    Mesa, AZ
  • 09/2021 → 06/2022
    Rocket Mortgage
    Phoenix, AZ
  • 01/2021 → 08/2021
    Berge Riverview Toyota
    Mesa, AZ
  • 11/2020 → 01/2021
    Target
    Tempe, AZ
  • 04/2020 → 11/2020
    Unemployed
    Mesa, AZ
  • 11/2017 → 05/2020
    Jimmy Johns
    Tempe, AZ
  • 01/2012 → 05/2018
    Full Time Education
    Tempe, AZ
  • 08/2018 → 05/2020
    Mesa Community College
    Mesa, AZ
  • 05/2024 → Present
    Bank Of America N.A.
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-27
  • S66 Uniform Combined State Law Examination
    2023-01-27

View on SEC IAPD

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