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Thomas D Hart

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Birmingham, AL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-06-10
AL RA APPROVED 2023-01-23
TX RA APPROVED 2023-01-18
  • GA RA
    APPROVED
    Since 2025-06-10
  • AL RA
    APPROVED
    Since 2023-01-23
  • TX RA
    APPROVED
    Since 2023-01-18

Branch Locations

569 Brookwood Vlg, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Firm Birmingham AL 09/2022 Present
Stresscrete Northport AL 08/2020 06/2022
Unemployed Goodrich MI 08/2016 08/2017
University Of Alabama Tuscaloosa AL 08/2017 08/2022
Bank Of America, N.A. Birmingham AL 12/2022 Present
  • 09/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated Firm
    Birmingham, AL
  • 08/2020 → 06/2022
    Stresscrete
    Northport, AL
  • 08/2016 → 08/2017
    Unemployed
    Goodrich, MI
  • 08/2017 → 08/2022
    University Of Alabama
    Tuscaloosa, AL
  • 12/2022 → Present
    Bank Of America, N.A.
    Birmingham, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-11
  • S66 Uniform Combined State Law Examination
    2023-01-11

View on SEC IAPD

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Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · BIRMINGHAM, AL
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CETERA INVESTMENT ADVISERS LLC · BIRMINGHAM, AL
CETERA INVESTMENT ADVISERS LLC · HOOVER, AL
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PFS INVESTMENTS INC. · HOOVER, AL

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