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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-01 |
| UT | RA | APPROVED | 2023-02-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Provo | UT | 09/2022 | Present |
| Lake Dental | Palm Springs | CA | 02/2004 | 03/2020 |
| Private Patient Caretaker | Palm Springs | CA | 01/2016 | 11/2016 |
| West Virginia School Of Osteopathic Medicine | Lewisburg | WV | 06/2019 | 03/2022 |
| Unemployed | Lewisburg | WV | 03/2022 | 09/2022 |
| Bank Of America, N.A. | Provo | UT | 12/2022 | Present |
I*: 2049323 Entity Type: LLC Name of OBA: Lake Industries, LLC Address: Highland, Utah, Investment Related: No Position, Title, Association: Owner Employee Start Date: 12/2024 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: Owner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-30 |
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