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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-12-06 |
| TX | RA | APPROVED | 2024-12-04 |
Branch Locations
14321 North Northsight Blvd., Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 10/2022 | Present |
| Bedrock Financial Services | Scottsdale | AZ | 05/2022 | 10/2022 |
| Wyndham Destinations | Phoenix | AZ | 08/2021 | 05/2022 |
| Abc Nissan | Phoenix | AZ | 06/2021 | 08/2021 |
| Iaero Airways | Phoenix | AZ | 03/2021 | 06/2021 |
| Northeastern University | Boston | MA | 09/2015 | 12/2018 |
| Self Employed | West Warwick | RI | 06/2020 | 01/2021 |
| Self Employed | Mesa | AZ | 01/2021 | 03/2021 |
| Home Is Where The Suitcase Is | Phoenix | AZ | 09/2019 | 12/2024 |
| Self Employed | Mesa | AZ | 01/2021 | 04/2021 |
| Self Employed | West Warwick | RI | 05/2020 | 01/2021 |
| Self Employed | Boston | MA | 09/2019 | 05/2020 |
| Liberty Travel | Boston | MA | 10/2019 | 04/2020 |
| Dana Farber Cancer Institute | Boston | MA | 02/2019 | 10/2019 |
| Monument Staffing | Boston | MA | 01/2019 | 02/2019 |
| Gourmet Catering | Boston | MA | 10/2016 | 05/2018 |
| Northeastern University | Boston | MA | 01/2016 | 05/2017 |
| Earls Kitchen And Bar | Boston | MA | 02/2017 | 10/2018 |
| Queen Mary College University Of London | London | 09/2017 | 12/2017 | |
| Nerdchicco | Phoenix | AZ | 04/2023 | 11/2024 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 10/2022 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 12/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-22 |
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