Best Investors Account Sign in

Ludgenane Schmidt

Ubs Financial Services Inc.

New Albany, OH

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-04-03
  • OH RA
    APPROVED
    Since 2023-04-03

Branch Locations

180 Market St. Ste. 200, New Albany, OH 43054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Adventhealth Orlando Orlando FL 06/2012 11/2022
Ubs Financial Services Inc. Cincinnati OH 11/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-01
  • S66 Uniform Combined State Law Examination
    2023-04-01
Other Names
  • Ludgenane Barthelemy

View on SEC IAPD

Other Firms

MORGAN STANLEY
LIDO
COLUMBUS INVESTMENT ADVISORY INC.
EDWARD JONES
YFP WEALTH
M HOLDINGS SECURITIES, INC.
VELA INVESTMENT MANAGEMENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

Shane Moran
JEFFREY ROBERT SIMPSON
Karin Aey
MICHAEL JOSEPH PLATTE
James Thomas Simpson
CAITLIN E GALL
Patrick K Dundon
Kathryn A Kahn

Other Offices

MORGAN STANLEY · New Albany, OH
LIDO · New Albany, OH
COLUMBUS INVESTMENT ADVISORY INC. · NEW ALBANY, OH
EDWARD JONES · New Albany, OH
COLUMBUS INVESTMENT ADVISORY INC. · New Alany, OH
YFP WEALTH · NEW ALBANY, OH
M HOLDINGS SECURITIES, INC. · New Albany, OH
VELA INVESTMENT MANAGEMENT, LLC · NEW ALBANY, OH

More in New Albany, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor