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Nick A Caputo

Morgan Stanley

Alexandria, VA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-20
VA RA APPROVED 2025-10-31
  • TX RA
    APPROVED
    Since 2025-11-20
  • VA RA
    APPROVED
    Since 2025-10-31

Branch Locations

333 John Carlyle Street Suite 650, Alexandria, VA 22314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Alexandria VA 09/2024 Present
Morgan Stanley Boston MA 10/2022 09/2024
University Of Maryland College Park MD 08/2018 05/2022
Longmeadow High School Longmeadow MA 08/2014 05/2018
Unemployed Longmeadow MA 05/2022 09/2024
Unemployed Longmeadow MA 05/2018 08/2018
  • 09/2024 → Present
    Morgan Stanley
    Alexandria, VA
  • 10/2022 → 09/2024
    Morgan Stanley
    Boston, MA
  • 08/2018 → 05/2022
    University Of Maryland
    College Park, MD
  • 08/2014 → 05/2018
    Longmeadow High School
    Longmeadow, MA
  • 05/2022 → 09/2024
    Unemployed
    Longmeadow, MA
  • 05/2018 → 08/2018
    Unemployed
    Longmeadow, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-31
  • S66 Uniform Combined State Law Examination
    2025-10-31

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Alexandria, VA
INTEGRATED WEALTH CONCEPTS LLC · Alexandria, VA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Alexandria, VA
LPL FINANCIAL LLC · ALEXANDRIA, VA
EDWARD JONES · Alexandria, VA
THE EDGAR LOMAX COMPANY · ALEXANDRIA, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ALEXANDRIA, VA
LPL FINANCIAL LLC · ALEXANDRIA, VA

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