Alicia Margarita Figueroa

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 04/2018
  Citibank
  Miami, FL
• 06/2018 → Present
  Massmutual Life Insurance Company
  Coral Gables, FL
• 10/2018 → Present
  Mml Investors Services, Llc
  Coral Gables, FL

Previous Registrations

• 2009-06-01 → 2011-04-29
  Morgan Stanley
  New York, NY
• 2008-09-30 → 2009-06-01
  Morgan Stanley & Co. Llc
  New York, NY

Other Businesses

(1) NAME: ALICIA FIGUEROA INV REL: Y ADDR: 1000 CORPORATE BLVD, SUITE 700, FORT LAUDERDALE, FL 33334 NATURE: OUTSIDE INSURANCE POSITION: AGENT START: 10/15/2020 NO HRS/MO: 3 NO HRS/MO DUR TRADING: 3 DESCRIBE DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, & HEALTH. (2) NAME: ALICIA FIGUEROA INV REL: Y ADDR: 8315 SW 72ND AVE UNIT 316B, MIAMI, FL 33143 NATURE: RENTAL PROPERTY POSITION: OWNER START: 04/01/2021 NO HRS/MO: .5 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: RENT A PROPERTY TO TENANTS. (3)NAME: ALICIA FIGUEROA INV REL: Y ADDR: 1000 CORPORATE BLVD, SUITE 700, FORT LAUDERDALE, FL 33334 NATURE: STRUCTURED SETTLEMENTS POSITION: AGENT START: 8/23/2023 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1 DESCRIBE DUTIES: ASSIST CLIENTS IN PUTTING TOGETHER STRUCTURED SETTLEMENT WITH THEIR FINANCIAL PLAN IF AND WHEN IT'S APPLICABLE TO THEIR SITUATION.

Exams

• S66 Uniform Combined State Law Examination
  2019-01-15