Scott Thomas Dawson

Current Employers

First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-07-10
IL	RA	APPROVED	2011-11-02

TX RA
APPROVED

Since 2017-07-10
IL RA
APPROVED

Since 2011-11-02

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Trust Portfolios L.P.	Wheaton	IL	06/2006	Present

06/2006 → Present

First Trust Portfolios L.P.

Wheaton, IL

Other Businesses

OTHER BUSINESS NAME: BLUE CAVE MOUNTAIN, LLC. LOCATION: CHEYENNE, WYOMING. NATURE OF BUSINESS: HOLDING COMPANY FOR RENTAL PROPERTY. POSITION OR TITLE: MEMBER. RESPONSIBILITIES: WORKING WITH PROPERTY MANAGEMENT. START DATE: SEP 25, 2025. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 5.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-08-26

S66 Uniform Combined State Law Examination

2006-08-26

View on SEC IAPD

Current Employers

First Trust Advisors Lp

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

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