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John Francis Leonard

R M Davis Inc

Portland, ME

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Current Employers
R M Davis Inc

24 City Center, Portland, ME 04101-4069 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2024-02-07
NH RA APPROVED 2024-01-16
  • ME RA
    APPROVED
    Since 2024-02-07
  • NH RA
    APPROVED
    Since 2024-01-16

Branch Locations

24 City Center, Portland, ME 04101-4069 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P Morgan Securities Inc. Boston MA 07/2010 03/2017
Jpmorgan Chase Bank, N.A. Boston MA 10/2010 03/2017
Spinnaker Trust Portland ME 04/2017 12/2022
Spinnaker Trust Portland ME 01/2023 11/2023
R.M. Davis, Inc. Portland ME 01/2024 Present
  • 07/2010 → 03/2017
    J.P Morgan Securities Inc.
    Boston, MA
  • 10/2010 → 03/2017
    Jpmorgan Chase Bank, N.A.
    Boston, MA
  • 04/2017 → 12/2022
    Spinnaker Trust
    Portland, ME
  • 01/2023 → 11/2023
    Spinnaker Trust
    Portland, ME
  • 01/2024 → Present
    R.M. Davis, Inc.
    Portland, ME
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-18
S63 Uniform Securities Agent State Law Examination 2010-10-18
  • S65 Uniform Investment Adviser Law Examination
    2014-12-18
  • S63 Uniform Securities Agent State Law Examination
    2010-10-18
Designations
Other Names
  • John Francis Leonard
  • John Francis Leonard

View on SEC IAPD

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MASCOMA WEALTH MANAGEMENT
MAINE SECURITIES CORPORATION
PENOBSCOT FINANCIAL ADVISORS

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Other Offices

PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
J.P. MORGAN SECURITIES LLC · Portland, ME
GREAT DIAMOND PARTNERS, LLC · PORTLAND, ME
HARBOR INVESTMENT ADVISORS · PORTLAND, ME
BIGELOW INVESTMENT ADVISORS, LLC · PORTLAND, ME
BIGELOW INVESTMENT ADVISORS, LLC · Portland, ME
MASCOMA WEALTH MANAGEMENT · Portland, ME

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