Best Investors Account Sign in

Todd A Oberhausen

Private Client Services, LLC

Louisville, KY

CRD 3153970

Claim This Profile
Employer firm

Private Client Services, LLC CRD 120222

$1.38B regulatory AUM 20 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Private Client Services, Llc

2225 Lexington Road, Louisville, KY 40206 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2019-11-14
  • KY RA
    APPROVED
    Since 2019-11-14

Branch Locations

2225 Lexington Rd, Louisville, KY 40206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilliard Lyons Louisville KY 04/2006 01/2017
Jjb Hilliard Wl Lyons Llc Louisville KY 01/2017 05/2017
Jjb Hilliard Wl Lyons Llc Louisville KY 05/2017 10/2019
Robert W. Baird & Co. Incorporated Louisville KY 10/2019 10/2019
Private Client Services, Llc Louisville KY 10/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-18
  • S66 Uniform Combined State Law Examination
    2004-02-18

View on SEC IAPD

Nearby Firms

RAYMOND JAMES & ASSOCIATES, INC.
MORGAN STANLEY
WAYCROSS GP, LLC

Nearby Investors

REBECCA ANN LOVAN
Donald R Dentinger
MAYNARD EDWIN HOPPER

Nearby Offices

RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY
MORGAN STANLEY · Louisville, KY
WAYCROSS GP, LLC · LOUISVILLE, KY

More in Louisville, KY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor