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Joshua Thomas Teeters

Waterloo Capital

Austin, TX

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Current Employers
Waterloo Capital

2801 Via Fortuna Suite 250, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-17
  • TX RA
    APPROVED
    Since 2024-04-17

Branch Locations

2801 Via Fortuna Suite 250, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axiom Capital Management Inc. New York NY 05/2013 03/2017
Ascendant Alternative Strategies Llc Austin TX 03/2017 06/2019
Sc Distributors, Llc Costa Mesa CA 06/2019 03/2020
Unemployed Chicago IL 03/2020 07/2020
Parsonex Capital Markets, Llc Englewood CO 07/2020 01/2022
Patrick Capital Markets St. Louis MO 05/2022 02/2023
Unemployed Lakeway TX 01/2022 05/2022
Crowdstreet Advisors Austin TX 02/2023 04/2024
Waterloo Capital Austin TX 04/2024 Present
  • 05/2013 → 03/2017
    Axiom Capital Management Inc.
    New York, NY
  • 03/2017 → 06/2019
    Ascendant Alternative Strategies Llc
    Austin, TX
  • 06/2019 → 03/2020
    Sc Distributors, Llc
    Costa Mesa, CA
  • 03/2020 → 07/2020
    Unemployed
    Chicago, IL
  • 07/2020 → 01/2022
    Parsonex Capital Markets, Llc
    Englewood, CO
  • 05/2022 → 02/2023
    Patrick Capital Markets
    St. Louis, MO
  • 01/2022 → 05/2022
    Unemployed
    Lakeway, TX
  • 02/2023 → 04/2024
    Crowdstreet Advisors
    Austin, TX
  • 04/2024 → Present
    Austin, TX
Previous Registrations
Other Businesses

1) JT Teeters LLC; Non-investment-related; 725 Rawson Bend, Lakeway, TX, 78738; LLC for personal payroll and 401K activity; owner; 2014; 0 hours during trading hours; manager of LLC Activity

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-30
S63 Uniform Securities Agent State Law Examination 2006-12-13
  • S65 Uniform Investment Adviser Law Examination
    2023-10-30
  • S63 Uniform Securities Agent State Law Examination
    2006-12-13
Other Names
  • Josh Teeters

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