Christian B Holmes

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-11-12
MI	RA	APPROVED	2024-10-08

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
The Bay Theatre	Suttons Bay	MI	06/2015	06/2018
Send Receiving Station	Suttons Bay	MI	06/2018	09/2022
Mikowski Masonry	Suttons Bay	MI	02/2023	09/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Traverse City	MI	09/2022	02/2023
Central Michigan University	Mount Pleasant	MI	08/2017	05/2021
Bank Of America, N.A.	Traverse City	MI	11/2022	02/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Traverse City	MI	09/2024	Present

06/2015 → 06/2018

The Bay Theatre

Suttons Bay, MI
06/2018 → 09/2022

Send Receiving Station

Suttons Bay, MI
02/2023 → 09/2024

Mikowski Masonry

Suttons Bay, MI
09/2022 → 02/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Traverse City, MI
08/2017 → 05/2021

Central Michigan University

Mount Pleasant, MI
11/2022 → 02/2023

Bank Of America, N.A.

Traverse City, MI
09/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Traverse City, MI

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-04-20
S63	Uniform Securities Agent State Law Examination	2024-03-16

Other Firms