Christian B Holmes

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-11-12
MI	RA	APPROVED	2024-10-08

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
The Bay Theatre	Suttons Bay	MI	06/2015	06/2018
Send Receiving Station	Suttons Bay	MI	06/2018	09/2022
Mikowski Masonry	Suttons Bay	MI	02/2023	09/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Traverse City	MI	09/2022	02/2023
Central Michigan University	Mount Pleasant	MI	08/2017	05/2021
Bank Of America, N.A.	Traverse City	MI	11/2022	02/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Traverse City	MI	09/2024	Present

06/2015 → 06/2018

The Bay Theatre

Suttons Bay, MI
06/2018 → 09/2022

Send Receiving Station

Suttons Bay, MI
02/2023 → 09/2024

Mikowski Masonry

Suttons Bay, MI
09/2022 → 02/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Traverse City, MI
08/2017 → 05/2021

Central Michigan University

Mount Pleasant, MI
11/2022 → 02/2023

Bank Of America, N.A.

Traverse City, MI
09/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Traverse City, MI

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-04-20
S63	Uniform Securities Agent State Law Examination	2024-03-16

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