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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-29
AL RA APPROVED 2023-03-09
  • TX RA
    APPROVED
    Since 2023-08-29
  • AL RA
    APPROVED
    Since 2023-03-09

Branch Locations

569 Brookwood Vlg, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Birmingham AL 09/2022 Present
Coleman American Moving Birmingham AL 11/2021 09/2022
Liberty Moving Birmingham AL 05/2021 11/2021
Changing Spaces Moving Birmingham AL 12/2019 05/2021
Shopworx, Llc Birmingham AL 08/2017 01/2019
Two Men And A Truck Moving Birmingham AL 01/2014 08/2017
University Of Alabama At Birmingham Birmingham AL 08/2018 05/2021
Bank Of America, N.A. Birmingham AL 02/2023 Present
  • 09/2022 → Present
    Birmingham, AL
  • 11/2021 → 09/2022
    Coleman American Moving
    Birmingham, AL
  • 05/2021 → 11/2021
    Liberty Moving
    Birmingham, AL
  • 12/2019 → 05/2021
    Changing Spaces Moving
    Birmingham, AL
  • 08/2017 → 01/2019
    Shopworx, Llc
    Birmingham, AL
  • 01/2014 → 08/2017
    Two Men And A Truck Moving
    Birmingham, AL
  • 08/2018 → 05/2021
    University Of Alabama At Birmingham
    Birmingham, AL
  • 02/2023 → Present
    Bank Of America, N.A.
    Birmingham, AL
Other Businesses

I*1128272, Entity Type: Entity For Profit, Name of OBA: Liberty Moving, Address: Birmingham, Alabama 35209, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 01/14/2023, No Hours: 20, No Hours during trading: 0, Duties: Liberty Moving is a moving company I have worked for in the past. I would like to do some part time work with them on weekends to supplement my income here at Merrill Lynch and help with my living expenses. My responsibilities would be simple: carrying customers' belongings, loading/unloading moving trucks, etc. I would appreciate approval, at least until I am able to start earning commissions when I begin practicing as a Financial Advisor.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-02
  • S66 Uniform Combined State Law Examination
    2023-03-02

View on SEC IAPD

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