Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-05-14
  • AZ RA
    APPROVED
    Since 2026-05-14

Branch Locations

19428 N.R.H. Johnson Blvd, Sun City West, AZ 85375 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J. P. Morgan Securities Llc Surprise AZ 09/2022 07/2025
Jpmorgan Chase Bank N. A. Surprise AZ 09/2022 07/2025
Crowner Sheet Metal Products Baldwin Park CA 01/2014 05/2021
Gap Inc/Gap Factory Orange CA 05/2021 12/2021
Unemployed Surprise AZ 01/2022 08/2022
Bmo Harris Bank Sun City West AZ 07/2025 Present
Lpl Financial Sun City West AZ 07/2025 Present
  • 09/2022 → 07/2025
    J. P. Morgan Securities Llc
    Surprise, AZ
  • 09/2022 → 07/2025
    Jpmorgan Chase Bank N. A.
    Surprise, AZ
  • 01/2014 → 05/2021
    Crowner Sheet Metal Products
    Baldwin Park, CA
  • 05/2021 → 12/2021
    Gap Inc/Gap Factory
    Orange, CA
  • 01/2022 → 08/2022
    Unemployed
    Surprise, AZ
  • 07/2025 → Present
    Bmo Harris Bank
    Sun City West, AZ
  • 07/2025 → Present
    Lpl Financial
    Sun City West, AZ
Other Businesses

1. 06/2025 - Kelly Miller - Notary - Investment Related - 10 Hour(s)/Month - 0 Hour(s) During Trading - Surprise, AZ 85374 - OBA Start Date: 04/30/2023 2. Investment products and services are offered through LPL Financial LLC using the DBA/trade name BMO Investment Services - Investment Related - At Reported Business Location (s) - Start date: 06/2025 3. 06/2025 - 5th Gen Builders INC - Business Owner - Not Investment Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Surprise, AZ 85388 - OBA Start Date: 07/21/2022 4. 06/2025 - BMO Investment Services - Financial Institution Duty - Investment Related - 160 Hour(s)/Month - 40 Hour(s) During Trading - Sun City, AZ 85351 - OBA Start Date: 07/01/2025

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-05-11
S63 Uniform Securities Agent State Law Examination 2022-11-22
  • S65 Uniform Investment Adviser Law Examination
    2026-05-11
  • S63 Uniform Securities Agent State Law Examination
    2022-11-22
Other Names
  • Kelly Rose Baier
  • Kelly R Baier Lincoln
  • Kelly Miller
  • Kelly Rose Miller

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Sun City West, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor