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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-05-14 |
Branch Locations
19428 N.R.H. Johnson Blvd, Sun City West, AZ 85375 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J. P. Morgan Securities Llc | Surprise | AZ | 09/2022 | 07/2025 |
| Jpmorgan Chase Bank N. A. | Surprise | AZ | 09/2022 | 07/2025 |
| Crowner Sheet Metal Products | Baldwin Park | CA | 01/2014 | 05/2021 |
| Gap Inc/Gap Factory | Orange | CA | 05/2021 | 12/2021 |
| Unemployed | Surprise | AZ | 01/2022 | 08/2022 |
| Bmo Harris Bank | Sun City West | AZ | 07/2025 | Present |
| Lpl Financial | Sun City West | AZ | 07/2025 | Present |
1. 06/2025 - Kelly Miller - Notary - Investment Related - 10 Hour(s)/Month - 0 Hour(s) During Trading - Surprise, AZ 85374 - OBA Start Date: 04/30/2023 2. Investment products and services are offered through LPL Financial LLC using the DBA/trade name BMO Investment Services - Investment Related - At Reported Business Location (s) - Start date: 06/2025 3. 06/2025 - 5th Gen Builders INC - Business Owner - Not Investment Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Surprise, AZ 85388 - OBA Start Date: 07/21/2022 4. 06/2025 - BMO Investment Services - Financial Institution Duty - Investment Related - 160 Hour(s)/Month - 40 Hour(s) During Trading - Sun City, AZ 85351 - OBA Start Date: 07/01/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 2022-11-22 |
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