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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-08-18 |
| TX | RA | APPROVED | 2021-07-28 |
Branch Locations
13501 Camino Del Sol, Sun City West, AZ 85375 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 07/2017 | 07/2021 |
| Target | Tucson | AZ | 11/2011 | 07/2017 |
| University Of Arizona | Tucson | AZ | 08/2015 | 05/2017 |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 09/2019 | 07/2021 |
| Jp Morgan Chase Bank, N.A. | Sun City West | AZ | 07/2021 | Present |
| J.P. Morgan Securities Llc | Sun City West | AZ | 07/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-06 |
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