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Robert Sullivan

J.P. Morgan Securities LLC

Sun City West, AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-08-18
TX RA APPROVED 2021-07-28
  • AZ RA
    APPROVED
    Since 2021-08-18
  • TX RA
    APPROVED
    Since 2021-07-28

Branch Locations

13501 Camino Del Sol, Sun City West, AZ 85375 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 07/2017 07/2021
Target Tucson AZ 11/2011 07/2017
University Of Arizona Tucson AZ 08/2015 05/2017
Vanguard Advisers, Inc. Scottsdale AZ 09/2019 07/2021
Jp Morgan Chase Bank, N.A. Sun City West AZ 07/2021 Present
J.P. Morgan Securities Llc Sun City West AZ 07/2021 Present
  • 07/2017 → 07/2021
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 11/2011 → 07/2017
    Target
    Tucson, AZ
  • 08/2015 → 05/2017
    University Of Arizona
    Tucson, AZ
  • 09/2019 → 07/2021
    Vanguard Advisers, Inc.
    Scottsdale, AZ
  • 07/2021 → Present
    Jp Morgan Chase Bank, N.A.
    Sun City West, AZ
  • 07/2021 → Present
    J.P. Morgan Securities Llc
    Sun City West, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-20
S63 Uniform Securities Agent State Law Examination 2017-09-06
  • S66 Uniform Combined State Law Examination
    2019-08-20
  • S63 Uniform Securities Agent State Law Examination
    2017-09-06
Other Names
  • Robert Alexander Sullivan
  • Robert Sullivan

View on SEC IAPD

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