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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-02-06 |
| MI | RA | APPROVED | 2014-02-24 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Midland | MI | 02/2014 | Present |
1)2/18/14-RETIREMENT AND INVESTMENT CENTER LOCATED AT DOW CHEMICAL EMPLOYEES' CREDIT UNION/100%/MIDLAND, MI
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-11 |
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