Best Investors
Account
Sign in
Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-10-31 |
Branch Locations
331 Townepark Circle #100, Lousiville, KY 40243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Davis Financial Services, Inc. | Louisville | KY | 08/2024 | Present |
| Full Time Student | Louisville | KY | 08/2021 | 08/2022 |
| Unemployed | Louisville | KY | 10/2004 | 08/2021 |
| Cetera Advisors Llc | St Cloud | MN | 08/2024 | Present |
| Cetera Advisors Llc | St Cloud | MN | 09/2022 | 08/2024 |
| Dfs Tax, Llc. | Louisville | KY | 01/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 10/2024 | Present |
1. NAME OF OTHER BUSINESS: DFS TAX, LLC. INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX PREPARATION START DATE: 01/2024 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 POSITION/TITLE/RELATIONSHIP: TAX PREPARER BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION 2. NAME OF OTHER BUSINESS: DAVIS FINANCIAL SERVICES, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 09/2024 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 POSITION/TITLE/RELATIONSHIP: OPERATIONS ASSISTANT BRIEF DESCRIPTION OF DUTIES: MANAGING SUPPORT STAFF AND CLIENT RELATIONS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-30 |
Reach out to this advisor