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Jason Barrett Moore

Strategic Wealth Investment Group, LLC

Louisville, KY

Atlanta, GA

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Current Employers
Strategic Wealth Investment Group, Llc

500 N. Hurtsbourne Parkway Suite 120, Louisville, KY 40222 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-07-10
CO RA APPROVED 2024-05-17
NC RA APPROVED 2024-02-08
GA RA APPROVED 2022-07-06
  • WA RA
    APPROVED
    Since 2024-07-10
  • CO RA
    APPROVED
    Since 2024-05-17
  • NC RA
    APPROVED
    Since 2024-02-08
  • GA RA
    APPROVED
    Since 2022-07-06

Branch Locations

500 N. Hurtsbourne Parkway Suite 120, Louisville, KY 40222 • United States

1100 Abernathy Road Ne, Building 500 Northpark Town Center, Atlanta, GA 30328 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Acworth GA 08/2016 08/2018
Fsc Securities Corporation Atlanta GA 08/2018 11/2019
Ba Securities, Llc W. Conshohocken PA 11/2019 06/2020
Pickwick Capital Partners, Llc White Plains NY 08/2020 12/2020
Unemployed Alpharetta GA 12/2020 11/2021
Legacy Capital Advisors, Llc Atlanta GA 11/2021 06/2022
Avantax Investment Services Inc. Atlanta GA 11/2021 06/2022
Avantax Advisory Services Atlanta GA 11/2021 06/2022
Strategic Wealth Advisors Louisvillle KY 06/2022 Present
  • 08/2016 → 08/2018
    Lpl Financial, Llc
    Acworth, GA
  • 08/2018 → 11/2019
    Fsc Securities Corporation
    Atlanta, GA
  • 11/2019 → 06/2020
    Ba Securities, Llc
    W. Conshohocken, PA
  • 08/2020 → 12/2020
    Pickwick Capital Partners, Llc
    White Plains, NY
  • 12/2020 → 11/2021
    Unemployed
    Alpharetta, GA
  • 11/2021 → 06/2022
    Legacy Capital Advisors, Llc
    Atlanta, GA
  • 11/2021 → 06/2022
    Avantax Investment Services Inc.
    Atlanta, GA
  • 11/2021 → 06/2022
    Avantax Advisory Services
    Atlanta, GA
  • 06/2022 → Present
    Strategic Wealth Advisors
    Louisvillle, KY
Previous Registrations
  • 2022-01-04 → 2022-06-14
    Avantax Advisory Services
    Atlanta, GA
  • 2018-09-04 → 2019-11-01
    Fsc Securities Corporation
    Atlanta, GA
  • 2016-09-29 → 2018-08-29
    Lpl Financial Llc
    Alphareta, GA
    Fort Mill, SC
  • 2015-12-11 → 2016-08-24
    Putnam Investment Management, Llc
    Andover, MA
    Boston, MA
  • 2009-04-07 → 2010-11-10
    Principal Securities, Inc.
    Des Moines, IA
    Folsom, CA
    Santa Rosa, CA
    Des Moines, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-02
S66 Uniform Combined State Law Examination 2009-01-12
S63 Uniform Securities Agent State Law Examination 2000-02-03
  • S65 Uniform Investment Adviser Law Examination
    2022-01-02
  • S66 Uniform Combined State Law Examination
    2009-01-12
  • S63 Uniform Securities Agent State Law Examination
    2000-02-03
Other Names
  • Jason Barrett Moore
  • Jason B Moore
  • Jason Moore

View on SEC IAPD

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