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Joshua Matthew Smith

Strategic Wealth Investment Group, LLC

Ponte Vedra, FL

Louisville, KY

CRD 4861445

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Employer firm

Strategic Wealth Investment Group, LLC CRD 165474

$1.38B regulatory AUM 3 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Strategic Wealth Investment Group, Llc

500 N. Hurtsbourne Parkway Suite 120, Louisville, KY 40222 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-24
CO RA APPROVED 2024-06-27
IN RA APPROVED 2024-06-17
TX RA APPROVED_RES 2024-05-17
OH RA APPROVED 2019-11-20
KY RA APPROVED 2018-09-06
  • FL RA
    APPROVED
    Since 2025-10-24
  • CO RA
    APPROVED
    Since 2024-06-27
  • IN RA
    APPROVED
    Since 2024-06-17
  • TX RA
    APPROVED_RES
    Since 2024-05-17
  • OH RA
    APPROVED
    Since 2019-11-20
  • KY RA
    APPROVED
    Since 2018-09-06

Branch Locations

Ponte Vedra, FL • United States

500 N. Hurtsbourne Parkway Suite 120, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J Smith (Self Employed) Louisville KY 01/2008 06/2018
Mh Equipment Louisville KY 09/2016 05/2018
Strategic Wealth Investment Group, Llc Louisville KY 06/2018 Present
Strategic Wealth Investment Group, Llc Louisville KY 06/2018 Present
Other Businesses

EXECUTIVE BENEFITS/LFG INSURANCE SERVICES/PRODUCTS OTHER THAN GUARDIAN;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-06
S66 Uniform Combined State Law Examination 2006-12-27
  • S65 Uniform Investment Adviser Law Examination
    2018-09-06
  • S66 Uniform Combined State Law Examination
    2006-12-27

View on SEC IAPD

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