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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-05-08 |
| TX | RA | APPROVED | 2024-05-08 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
8901 E Pima Center Pkwy Suite 205, Scottsdale, AZ 85258 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kdi Wealth | Scottsdale | AZ | 09/2022 | 05/2024 |
| First Guaranty Mortgage Corporation | Tempe | AZ | 05/2022 | 06/2022 |
| Guaranteed Rate Affinity | Tempe | AZ | 05/2021 | 05/2022 |
| Islamorada Fish Co | Mesa | AZ | 10/2018 | 04/2019 |
| Islamorada Fish Co | Mesa | AZ | 09/2019 | 05/2020 |
| Bass Pro Shops | Mesa | AZ | 06/2020 | 05/2021 |
| Bass Pro Shops | Mesa | AZ | 11/2021 | 08/2022 |
| Mackys Grill | Payson | AZ | 05/2016 | 09/2017 |
| Town Of Payson | Payson | AZ | 05/2016 | 09/2017 |
| Unemployed | Tempe | AZ | 04/2019 | 09/2019 |
| Student | Tempe | AZ | 09/2017 | 10/2018 |
| Kestra Investment Services, Llc | Scottsdale | AZ | 05/2024 | Present |
| Kestra Advisory Services, Llc | Scottsdale | AZ | 05/2024 | Present |
Business Name: KDI WEALTH MANAGEMENT POSITION: Service Advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 30 START DATE: 08/01/2022 ADDRESS: 8901 E Pima Center Pkwy, Unit 205, Scottsdale AZ 85258, United States DESCRIPTION: Client Communication and outreach / CRM Financial product Knowledge / Answer client inquiries about current investments Administrative support, back end work such as opening accounts, account maintenance etc Problem solve for one off or unique clients situations/needs Business Name: KESTRA ADVISORY SERVICES POSITION: Service Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 30 START DATE: 05/01/2024 ADDRESS: 5707 Southwest Parkway, Building 2 Suite 400, Austin TX 78735, United States DESCRIPTION: Service Advisor for KDI Wealth Management as IAR of KAS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-28 |
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