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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-05-08
TX RA APPROVED 2024-05-08
  • AZ RA
    APPROVED
    Since 2024-05-08
  • TX RA
    APPROVED
    Since 2024-05-08

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

8901 E Pima Center Pkwy Suite 205, Scottsdale, AZ 85258 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kdi Wealth Scottsdale AZ 09/2022 05/2024
First Guaranty Mortgage Corporation Tempe AZ 05/2022 06/2022
Guaranteed Rate Affinity Tempe AZ 05/2021 05/2022
Islamorada Fish Co Mesa AZ 10/2018 04/2019
Islamorada Fish Co Mesa AZ 09/2019 05/2020
Bass Pro Shops Mesa AZ 06/2020 05/2021
Bass Pro Shops Mesa AZ 11/2021 08/2022
Mackys Grill Payson AZ 05/2016 09/2017
Town Of Payson Payson AZ 05/2016 09/2017
Unemployed Tempe AZ 04/2019 09/2019
Student Tempe AZ 09/2017 10/2018
Kestra Investment Services, Llc Scottsdale AZ 05/2024 Present
Kestra Advisory Services, Llc Scottsdale AZ 05/2024 Present
  • 09/2022 → 05/2024
    Kdi Wealth
    Scottsdale, AZ
  • 05/2022 → 06/2022
    First Guaranty Mortgage Corporation
    Tempe, AZ
  • 05/2021 → 05/2022
    Guaranteed Rate Affinity
    Tempe, AZ
  • 10/2018 → 04/2019
    Islamorada Fish Co
    Mesa, AZ
  • 09/2019 → 05/2020
    Islamorada Fish Co
    Mesa, AZ
  • 06/2020 → 05/2021
    Bass Pro Shops
    Mesa, AZ
  • 11/2021 → 08/2022
    Bass Pro Shops
    Mesa, AZ
  • 05/2016 → 09/2017
    Mackys Grill
    Payson, AZ
  • 05/2016 → 09/2017
    Town Of Payson
    Payson, AZ
  • 04/2019 → 09/2019
    Unemployed
    Tempe, AZ
  • 09/2017 → 10/2018
    Student
    Tempe, AZ
  • 05/2024 → Present
    Kestra Investment Services, Llc
    Scottsdale, AZ
  • 05/2024 → Present
    Scottsdale, AZ
Previous Registrations
Other Businesses

Business Name: KDI WEALTH MANAGEMENT POSITION: Service Advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 30 START DATE: 08/01/2022 ADDRESS: 8901 E Pima Center Pkwy, Unit 205, Scottsdale AZ 85258, United States DESCRIPTION: Client Communication and outreach / CRM Financial product Knowledge / Answer client inquiries about current investments Administrative support, back end work such as opening accounts, account maintenance etc Problem solve for one off or unique clients situations/needs Business Name: KESTRA ADVISORY SERVICES POSITION: Service Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 30 START DATE: 05/01/2024 ADDRESS: 5707 Southwest Parkway, Building 2 Suite 400, Austin TX 78735, United States DESCRIPTION: Service Advisor for KDI Wealth Management as IAR of KAS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-28
  • S66 Uniform Combined State Law Examination
    2023-07-28

View on SEC IAPD

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