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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-08 |
| CA | RA | APPROVED | 2025-04-03 |
Branch Locations
4160 N First St, San Jose, CA 95134-1513 • United States
San Jose, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Milpitas | CA | 08/2018 | 01/2020 |
| J.P. Morgan Securities Llc | San Jose | CA | 03/2024 | 10/2024 |
| Sunshine Usa Group Inc. | Milpitas | CA | 02/2020 | 02/2020 |
| Unemployed | San Jose | CA | 03/2022 | 03/2022 |
| Fidelity Investments | San Jose | CA | 11/2024 | Present |
| Plenus Inc | Palo Alto | CA | 10/2020 | 02/2021 |
| Unemployed | San Jose | CA | 03/2020 | 09/2020 |
| Michael Kors Stores California Inc. | Milpitas | CA | 11/2020 | 01/2021 |
| Jp Morgan Chase Bank, N.A. | San Jose | CA | 11/2023 | 02/2024 |
| Bank Of America | San Jose | CA | 01/2021 | 02/2022 |
| Open University | Ho Chi Minh City | 11/2013 | 11/2017 | |
| Hsbc Viet Nam | Ho Chi Minh City | 12/2017 | 07/2018 | |
| Wells Fargo | San Jose | CA | 04/2022 | 10/2023 |
OBA-119216|OrgNmn:Nails activities|Org Addr:San Jose,California,US|OBA Nature:Taking class and I might have |Invst Rel:N|Title:Labour|Duties:Manicure services|StrtDt:06-23-25|TotHrs/mon:10|TrdHrs/mon:0|OBA-128565|OrgNmn:Ryu Nails Bar|Org Addr:Dublin,California,US|OBA Nature:Nails art|Invst Rel:N|Title:Employee|Duties:Doing pedicures, manicures and greeting clients|StrtDt:03-28-26|TotHrs/mon:16|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 2024-01-23 |
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