Anant S Mehta

Employer firm

Peak Financial Guidance LLC CRD 305485

$88.5M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2002 → Present
  Asm Financial Inc
  Highlands Ranch, CO
• 06/2013 → 12/2018
  Guardian Life Ins Co Of America
  Greenwood Village, CO
• 06/2013 → 02/2019
  Park Avenue Securities
  Greenwood Village, CO
• 02/2017 → 03/2021
  Mass Mutual Life Insurance Company
  Denver, CO
• 02/2019 → 03/2021
  Mml Investors Services, Llc
  Denver, CO
• 03/2021 → Present
  Peak Financial Guidance
  Greenwood Village, CO

Previous Registrations

• 2019-02-25 → 2021-03-18
  Mml Investors Services, Llc
  Denver, CO
• 2016-01-26 → 2019-02-19
  Park Avenue Securities Llc
  Greenwood Village, CO

Other Businesses

Name: ASM Financial, Inc Inv rel: Y or N Add: 14609 Tango Loop Parker, CO. 80134 Nature: Life and health insurance sales Position: S corp that is used for outside insurance sales Start date: 10/01/2002 No. HR/MO: 2 No. HR/MO during sec trading: 2

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-12-02
• S63 Uniform Securities Agent State Law Examination
  2007-03-20

Designations

• Chartered Financial Consultant

Other Names

• Anant S Mehta
• Anant Sunder Mehta