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Marshall Truman Cain

Wells Fargo Clearing Services, LLC

Spokane, WA

Boise, ID

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-27
ID RA APPROVED 2022-12-12
WA RA APPROVED 2022-12-12
  • TX RA
    APPROVED
    Since 2023-04-27
  • ID RA
    APPROVED
    Since 2022-12-12
  • WA RA
    APPROVED
    Since 2022-12-12

Branch Locations

2915 E 29Th Ave, Spokane, WA 99223 • United States

101 S Capitol Blvd Ste 1210 [Wj/Wb/Wl/Ws-Rbo], Boise, ID 83702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Boise ID 08/2022 Present
Wells Fargo Bank Spokane WA 03/2013 08/2022
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-12
  • S66 Uniform Combined State Law Examination
    2022-12-12
Other Names
  • Marshall Cain

View on SEC IAPD

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