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Ethan Thomas Booth

Cetera Investment Advisers LLC

Birmingham, AL

Helena, AL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2023-01-05
  • AL RA
    APPROVED
    Since 2023-01-05

Branch Locations

2721 Culver Road, Birmingham, AL 35223 • United States

Helena, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Birmingham AL 11/2018 12/2021
Regions Bank Birmingham AL 01/2022 Present
Bass Pro Shops Leeds AL 04/2017 02/2019
Huntingdon College Montgomery AL 08/2014 09/2018
Cetera Investment Services Llc Saint Cloud MN 10/2022 Present
Cetera Investment Advisers Llc Hoover AL 01/2023 Present
  • 11/2018 → 12/2021
    Regions Bank
    Birmingham, AL
  • 01/2022 → Present
    Regions Bank
    Birmingham, AL
  • 04/2017 → 02/2019
    Bass Pro Shops
    Leeds, AL
  • 08/2014 → 09/2018
    Huntingdon College
    Montgomery, AL
  • 10/2022 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 01/2023 → Present
    Cetera Investment Advisers Llc
    Hoover, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-27
  • S66 Uniform Combined State Law Examination
    2022-12-27

View on SEC IAPD

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Luke Banks
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MARILYN ANN EDDINGS
JAMES IRA MCCORMICK
MELANIE SHIRLEY DICKINSON
BRENNA ROSE PRITCHETT

Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · BIRMINGHAM, AL
PFS INVESTMENTS INC. · HOOVER, AL
PMD ADVISORY · HOOVER, AL
CETERA INVESTMENT ADVISERS LLC · BIRMINGHAM, AL
CETERA INVESTMENT ADVISERS LLC · HOOVER, AL
NFSG CORPORATION · HOOVER, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Hoover, AL
PFS INVESTMENTS INC. · HOOVER, AL

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