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Carrisa Flores

Vance Wealth

Santa Clarita, CA

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Current Employers
Vance Wealth

26491 Summit Circle, Santa Clarita, CA 91350 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-04-10
  • CA RA
    APPROVED
    Since 2023-04-10

Branch Locations

26491 Summit Circle, Santa Clarita, CA 91350 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vance Wealth Santa Clarita CA 10/2021 Present
California State University Fullerton CA 08/2019 05/2021
Hispanic Association Of Universities And Colleges Washington DC 05/2019 08/2019
Chaffey College Rancho Cucamonga CA 03/2016 05/2019
Unemployed Rancho Cucamonga CA 06/2021 09/2021
  • 10/2021 → Present
    Vance Wealth
    Santa Clarita, CA
  • 08/2019 → 05/2021
    California State University
    Fullerton, CA
  • 05/2019 → 08/2019
    Hispanic Association Of Universities And Colleges
    Washington, DC
  • 03/2016 → 05/2019
    Chaffey College
    Rancho Cucamonga, CA
  • 06/2021 → 09/2021
    Unemployed
    Rancho Cucamonga, CA
Other Businesses

1) INSURANCE SALES; SAME ADDRESS; INVESTMENT RELATED; APPX 10% OF TIME DURING THE MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-08
  • S65 Uniform Investment Adviser Law Examination
    2023-04-08
Designations

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
AVINCI WEALTH MANAGEMENT, INC.
CETERA INVESTMENT ADVISERS LLC
GLOBAL FINANCIAL ADVISORY SERVICES, INC.
THRIVENT INVESTMENT MANAGEMENT INC.
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

KAMERIE JOY LARSEN
Natalia Carolina Avila
Robyn L Lawhon
Stephen Vincent Festa
JASON A GIETTER
Jeannette Harris
Michael Adam Wright
Willie Lopez

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA CLARITA, CA
MORGAN STANLEY · VALENCIA, CA
J.P. MORGAN SECURITIES LLC · VALENCIA, CA
AVINCI WEALTH MANAGEMENT, INC. · VALENCIA, CA
CETERA INVESTMENT ADVISERS LLC · VALENCIA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · VALENCIA, CA
GLOBAL FINANCIAL ADVISORY SERVICES, INC. · VALENCIA, CA
THRIVENT INVESTMENT MANAGEMENT INC. · Valencia, CA

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