Allison N Small

Current Employers

Employment History

• 10/2022 → 05/2023
  Ubs Financial Services
  Syracuse, NY
• 07/2022 → 09/2022
  Unemployed
  Syracuse, NY
• 07/2021 → 06/2022
  Full-Time Education
  Syracuse, NY
• 05/2021 → 06/2021
  Rekker's Garden Centre
  Bowmanville
• 08/2020 → 05/2021
  Full-Time Education
  Syracuse, NY
• 05/2020 → 08/2020
  Rekker's Garden Centre
  Bowmanville
• 08/2019 → 05/2020
  Full-Time Education
  Syracuse, NY
• 05/2019 → 08/2019
  Rekker's Garden Centre
  Bowmanville
• 08/2018 → 05/2019
  Full-Time Education
  Syracuse, NY
• 05/2018 → 08/2018
  Rekker's Garden Centre
  Bowmanville
• 06/2017 → 05/2018
  Full-Time Education
  Hamden, CT
• 06/2016 → 06/2017
  Home Building Centre
  Bowmanville
• 11/2023 → Present
  Rbc Capital Markets, Llc
  Syracuse, NY
• 05/2023 → 10/2023
  Unemployed
  Syracuse, NY

Previous Registrations

• 2023-01-16 → 2023-05-11
  Ubs Financial Services Inc.
  Syracuse, NY
  Syracuse, NY
  Watertown, NY

Other Businesses

1) Syracuse Club Hockey Goaltending Coach 511 Skytop Rd. Syracuse, NY 13244 Began 10/31/2022 12 hours a month, during non-business hours 2) Name of Entity: Syracuse University Club Hockey, American College Hockey Association Non-investment related Address of entity: 511 Skytop Rd. Syracuse, NY 13244 Nature of OBA: Ice Hockey Coach Position/title/relationship: Employee Start date: 11/01/23 Time Devoted: 2 hours; 0 during securities trading hours Duties: Ice hockey coach, during non business hours 3) NAME OF ENTITY: Aces Hockey ADDRESS: Syracuse, NY INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Hockey START DATE: 01.01.25 CAPACITY: Other DUTIES: Ice hockey coach HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 4) NAME OF ENTITY: Skaneateles Lakers Hockey ADDRESS: 97 State St. Skaneateles New York 13152 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: 15/09/2025 CAPACITY: Other DUTIES: Head Coach - Ice hockey coach - girls U14AAA Ice hockey HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours 5) NAME OF ENTITY: Sticks Together ADDRESS: Remote INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: 01/10/2025 CAPACITY: Treasurer DUTIES: Help with budgeting and organizing expenses HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

• S66 Uniform Combined State Law Examination
  2023-01-14