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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-07-12
  • MO RA
    APPROVED
    Since 2023-07-12

Branch Locations

1200 Main St, Kansas City, MO 64105 • United States

1 Cowboys Way, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Kansas City MO 09/2022 Present
Visionbank / Community National Bank Overland Park KS 01/2020 06/2022
Heartland Financial: Morrill & Janes Bank / Bank Of Blue Valley Lenexa KS 02/2016 01/2020
Unemployed Lawrence KS 06/2022 09/2022
'PRivate Bank At Bank Of America Kansas City MO 09/2022 Present
  • 09/2022 → Present
    Kansas City, MO
  • 01/2020 → 06/2022
    Visionbank / Community National Bank
    Overland Park, KS
  • 02/2016 → 01/2020
    Heartland Financial: Morrill & Janes Bank / Bank Of Blue Valley
    Lenexa, KS
  • 06/2022 → 09/2022
    Unemployed
    Lawrence, KS
  • 09/2022 → Present
    'PRivate Bank At Bank Of America
    Kansas City, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-11
  • S66 Uniform Combined State Law Examination
    2023-07-11

View on SEC IAPD

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