Sarah Liu Xiao Pei Dunkel

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2022 → 10/2024
  Lpl Financial Llc
  Fargo, ND
• 01/2016 → 05/2022
  Bethel Church
  Fargo, ND
• 10/2024 → Present
  Raymond James Financial Services Advisors, Inc.
  Fargo, ND
• 10/2024 → Present
  Raymond James Financial Services, Inc.
  Fargo, ND
• 05/2022 → 09/2022
  Unemployed
  Fargo, ND

Previous Registrations

• 2023-11-20 → 2024-10-08
  Lpl Financial Llc
  Fargo, ND

Other Businesses

(1)Name of Business: Address: 12th Ave N, Fargo, ND, 58105, United States Activity Type: Other Position/Title: Musician Investment Related: No Start Date: 01/01/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide music for pay. (2) Midwest Wealth Not investment-related Fargo, ND DBA/Support Company Advisor 10/2024 0 hours per month 0 hours during trading (2) Name of Business: Address: 12th Ave N, Fargo, ND, 58105, United States Activity Type: Other Position/Title: Musician Investment Related: No Start Date: 01/01/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide music for pay.

Exams

• S66 Uniform Combined State Law Examination
  2023-08-25

Other Names

• Sarah Smith
• Sarah Dunkel