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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-11-16 |
| TX | RA | APPROVED | 2023-11-16 |
Branch Locations
100 Gibraltar Rd, Horsham, PA 19044 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 09/2022 | 10/2022 |
| Unemployed | Ardmore | PA | 10/2021 | 08/2022 |
| Mitsubishi Ufj Financial Group | New York | NY | 02/2020 | 09/2021 |
| Deutsche Bank | New York | NY | 11/1994 | 12/2019 |
| Unemployed | Ridgewood | NJ | 01/2020 | 01/2020 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 10/2022 | 10/2022 |
| Qnb Bank | Quakertown | PA | 11/2022 | Present |
| Lpl Financial Llc | Quakertown | PA | 11/2023 | Present |
1) 11/15/2023- QNB Financial Services- DBA for LPL Business (entity for LPL business)- Inv. Related- At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-14 |
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