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William James Hetzel

Prospera Financial Services, Inc.

Jennings, LA

CRD 7628602

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Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-29
LA RA APPROVED 2024-02-19
  • TX RA
    APPROVED
    Since 2026-05-29
  • LA RA
    APPROVED
    Since 2024-02-19

Branch Locations

403 E Academy Ave, Jennings, LA 70546 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jd Bank Jennings LA 03/2016 03/2020
The Evangeline Bank Lake Charles LA 03/2020 09/2022
Prospera Financial Services Inc. Dallas TX 09/2022 04/2026
Prospera Financial Services Inc. Dallas TX 04/2026 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-09
S63 Uniform Securities Agent State Law Examination 2022-12-12
  • S65 Uniform Investment Adviser Law Examination
    2024-02-09
  • S63 Uniform Securities Agent State Law Examination
    2022-12-12
Other Names
  • Will Hetzel

View on SEC IAPD

Nearby Firms

EDWARD JONES
LPL FINANCIAL LLC
LOMBARD ADVISERS INCORPORATED

Nearby Investors

Shawn Quentin Sabelhaus
Rodney D Lucas
KEITH JAMES BROUSSARD

Nearby Offices

EDWARD JONES · JENNINGS, LA
LPL FINANCIAL LLC · JENNINGS, LA
LOMBARD ADVISERS INCORPORATED · Jennings, LA

More in Jennings, LA

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