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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2021-07-02
TX RA APPROVED_RES 2021-07-02
  • LA RA
    APPROVED
    Since 2021-07-02
  • TX RA
    APPROVED_RES
    Since 2021-07-02

Branch Locations

507 N Main Street, Jennings, LA 70546 • United States

1511 Sampson St, Westlake, LA 70669 • United States

1614 S Union St, Opeolousas, LA 70570 • United States

2726 Gerstner Memorial Dr, Lake Charles, LA 70601 • United States

300 Verot Schoold Rd, Layfayette, LA 70508 • United States

338 Arthur Ave, Lake Arthur, LA 70549 • United States

631 E Admiral Doyle Dr, New Iberia, LA 70560 • United States

4989 E Mcneese St, Lake Charles, LA 70607 • United States

300 Park Ave, Eunice, LA 70535 • United States

609 Main St, Mamou, LA 70554 • United States

1311 W Lasalle, Ville Platte, LA 70586 • United States

438 N Ninth St, Kinder, LA 70648 • United States

535 Kirby St, Lake Charles, LA 70601 • United States

4904 Big Lake Rd, Lake Charles, LA 70605 • United States

4507 Hwy 27 S, Sulphur, LA 70665 • United States

414 S Kenney, Iowa, LA 70647 • United States

120 Sam Houston Jones Pkwy, Lake Charles, LA 70611 • United States

4400 Nelson Rd, Lake Charles, LA 70605 • United States

101 N Adams St, Welsh, LA 70591 • United States

529 N Lewis St, New Iberia, LA 70563 • United States

2905 Maplewood Dr, Sulphur, LA 70663 • United States

119 W. Sale Rd, Lake Charles, LA 70605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jeff Davis Bank & Trust/Jd Bank Jennings LA 03/2012 Present
Cetera Investment Services St. Cloud MN 03/2012 07/2021
Cetera Investment Advisers Llc Jennings LA 01/2014 07/2021
Lpl Financial Llc Jennings LA 07/2021 Present
  • 03/2012 → Present
    Jeff Davis Bank & Trust/Jd Bank
    Jennings, LA
  • 03/2012 → 07/2021
    Cetera Investment Services
    St. Cloud, MN
  • 01/2014 → 07/2021
    Jennings, LA
  • 07/2021 → Present
    Jennings, LA
Previous Registrations
  • 2014-01-21 → 2021-07-06
    Jennings, LA
  • 2012-04-04 → 2014-01-21
    Cetera Investment Services Llc
    Jennings, LA
    Lake Charles, LA
Other Businesses

1) 7/2021- JD Prime Investment Services- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s) 2) 7/2021- ADAM BROUSSARD PROPERTY, LLC- Business Entity For Tax/Investment Purposes Only- inv. Related- Lake Arthur, LA- start date 1/2008 3) 7/2021- Big Brown Ranch- Real Estate Rental- owner- inv. Related- Lake Arthur, LA- start date 3/31/2021

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-01-12
  • S63 Uniform Securities Agent State Law Examination
    1995-01-12

View on SEC IAPD

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