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Keith A Lewis

Omega Wealth Private Capital LLC

Cincinnati, OH

CRD 7628252

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Employer firm

Omega Wealth Private Capital LLC CRD 318012

$102M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Omega Wealth Private Capital Llc

7870 E. Kemper Road #430, Cincinnati, OH 45249 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-03-18
KY RA APPROVED 2025-03-18
OH RA APPROVED 2025-03-03
  • IN RA
    APPROVED
    Since 2025-03-18
  • KY RA
    APPROVED
    Since 2025-03-18
  • OH RA
    APPROVED
    Since 2025-03-03

Branch Locations

7870 E. Kemper Road #430, Cincinnati, OH 45249 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
W&S Brokerage Services Cincinnati OH 09/2022 02/2025
Western & Southern Life Fort Wright KY 08/2022 09/2022
Unemployed Cincinnati OH 06/2022 08/2022
Wine Cellar Innovations Cincinnati OH 04/2003 06/2022
Omega Wealth Private Capital Llc Cincinatti OH 02/2025 Present
  • 09/2022 → 02/2025
    W&S Brokerage Services
    Cincinnati, OH
  • 08/2022 → 09/2022
    Western & Southern Life
    Fort Wright, KY
  • 06/2022 → 08/2022
    Unemployed
    Cincinnati, OH
  • 04/2003 → 06/2022
    Wine Cellar Innovations
    Cincinnati, OH
  • 02/2025 → Present
    Omega Wealth Private Capital Llc
    Cincinatti, OH
Previous Registrations
Other Businesses

INSURANCE PRODUCER; INVESTMENT RELATED; CINCINATTI, OH; 02/10/2025; 40 HRS/WK

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-24
S63 Uniform Securities Agent State Law Examination 2022-10-18
  • S65 Uniform Investment Adviser Law Examination
    2023-07-24
  • S63 Uniform Securities Agent State Law Examination
    2022-10-18

View on SEC IAPD

Nearby Firms

QUEEN CITY CAPITAL MANAGEMENT, LLC
OSAIC WEALTH, INC.
BAHL & GAYNOR LLC

Nearby Investors

JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS

Nearby Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH

More in Cincinnati, OH

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