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Keith A Lewis

Omega Wealth Private Capital LLC

Cincinnati, OH

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Current Employers
Omega Wealth Private Capital Llc

7870 E. Kemper Road #430, Cincinnati, OH 45249 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-03-18
KY RA APPROVED 2025-03-18
OH RA APPROVED 2025-03-03
  • IN RA
    APPROVED
    Since 2025-03-18
  • KY RA
    APPROVED
    Since 2025-03-18
  • OH RA
    APPROVED
    Since 2025-03-03

Branch Locations

7870 E. Kemper Road #430, Cincinnati, OH 45249 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
W&S Brokerage Services Cincinnati OH 09/2022 02/2025
Western & Southern Life Fort Wright KY 08/2022 09/2022
Unemployed Cincinnati OH 06/2022 08/2022
Wine Cellar Innovations Cincinnati OH 04/2003 06/2022
Omega Wealth Private Capital Llc Cincinatti OH 02/2025 Present
  • 09/2022 → 02/2025
    W&S Brokerage Services
    Cincinnati, OH
  • 08/2022 → 09/2022
    Western & Southern Life
    Fort Wright, KY
  • 06/2022 → 08/2022
    Unemployed
    Cincinnati, OH
  • 04/2003 → 06/2022
    Wine Cellar Innovations
    Cincinnati, OH
  • 02/2025 → Present
    Omega Wealth Private Capital Llc
    Cincinatti, OH
Previous Registrations
Other Businesses

INSURANCE PRODUCER; INVESTMENT RELATED; CINCINATTI, OH; 02/10/2025; 40 HRS/WK

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-24
S63 Uniform Securities Agent State Law Examination 2022-10-18
  • S65 Uniform Investment Adviser Law Examination
    2023-07-24
  • S63 Uniform Securities Agent State Law Examination
    2022-10-18

View on SEC IAPD

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JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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