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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-11 |
Branch Locations
405 Colorado St Floor 25 & 24, Austin, TX 78701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Austin | TX | 03/2026 | Present |
| J.P. Morgan Securities Llc | Austin | TX | 03/2026 | Present |
| Fisher Investments | Tampa | FL | 05/2025 | 02/2026 |
| J.P. Morgan Securities Llc | San Antonio | TX | 07/2024 | 04/2025 |
| Jpmorgan Chase Bank, N.A. | San Antonio | TX | 07/2024 | 04/2025 |
| Unemployed | New Braunfels | TX | 06/2024 | 06/2024 |
| Tom James Company | Austin | TX | 02/2024 | 05/2024 |
| Unemployed | New Braunfels | TX | 09/2023 | 01/2024 |
| J.P. Morgan Securities Llc | Tempe | AZ | 08/2022 | 08/2023 |
| Jpmorgan Chase Bank, N.A. | Tempe | AZ | 08/2022 | 08/2023 |
| Hajoca (Moore Supply Co) | Mckinney | TX | 05/2022 | 08/2022 |
| University Of Oklahoma | Norman | OK | 08/2018 | 05/2022 |
| Disney World | Lake Buena Vista | FL | 09/2021 | 09/2021 |
| Sushi Mon | Las Vegas | NV | 12/2018 | 01/2019 |
| Unemployed | Las Vegas | NV | 03/2016 | 07/2018 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 2022-11-05 |
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