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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2025-01-13
  • DE RA
    APPROVED
    Since 2025-01-13

Branch Locations

Wilmington, DE • United States

5818 Kennett Pike, Wilmington, DE 19807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 09/2022 07/2024
Brother's Pizza & Restaurant Drexel Hill PA 09/2017 09/2022
Self-Employed Wallingford PA 01/2018 01/2022
Self-Employed Wallingford PA 03/2022 08/2022
Universita' Parthenope Napoli 07/2016 08/2017
Delaware County Community College Media PA 01/2018 12/2019
Saint Joseph's University Philadelphia PA 01/2020 12/2021
Applebee's Havertown PA 09/2023 09/2023
Unemployed Havre De Grace MD 07/2024 01/2025
Lpl Financial Wilmington DE 01/2025 Present
  • 09/2022 → 07/2024
    The Vanguard Group, Inc.
    Malvern, PA
  • 09/2017 → 09/2022
    Brother's Pizza & Restaurant
    Drexel Hill, PA
  • 01/2018 → 01/2022
    Self-Employed
    Wallingford, PA
  • 03/2022 → 08/2022
    Self-Employed
    Wallingford, PA
  • 07/2016 → 08/2017
    Universita' Parthenope
    Napoli
  • 01/2018 → 12/2019
    Delaware County Community College
    Media, PA
  • 01/2020 → 12/2021
    Saint Joseph's University
    Philadelphia, PA
  • 09/2023 → 09/2023
    Applebee's
    Havertown, PA
  • 07/2024 → 01/2025
    Unemployed
    Havre De Grace, MD
  • 01/2025 → Present
    Lpl Financial
    Wilmington, DE
Other Businesses

1- 12/2024 / Financial House / DBA for LPL Business (entity for LPL business) / Investment Related / 150 hrs mth / 37.5 hrs during trading / At reported business location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-01-11
S63 Uniform Securities Agent State Law Examination 2022-10-27
  • S65 Uniform Investment Adviser Law Examination
    2025-01-11
  • S63 Uniform Securities Agent State Law Examination
    2022-10-27
Other Names
  • Dani Ercole

View on SEC IAPD

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