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99 Park Avenue 16Th Floor, New York, NY 10016 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-05-03 |
Branch Locations
2201 High Wickham Place, Louisville, KY 40245 • United States
99 Park Avenue 16Th Floor, New York, NY 10016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Argi Financial Group | Louisville | KY | 09/2017 | 04/2023 |
| Northside Christian | New Albany | IN | 05/2005 | 09/2017 |
| Cerity Partners | Louisville | KY | 04/2023 | Present |
1) Nursery Project Non-Profit - Founder, non Inv. Related, 1-5 hours per month 2) Centra Credit Union; Not investment related; Columbus, IN; credit union; Supervisory Committee; 9/1/2024; 2 hours per month during securities trading hours; the supervisory committee is an arm of the board that oversees the internal audit function of the bank
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-30 |
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