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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-02-03
  • CO RA
    APPROVED
    Since 2025-02-03

Branch Locations

5299 Dtc Blvd Suite 800, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unknown Castle Rock CO 08/2014 08/2022
Cetera Investment Services Llc Greenwood Village CO 08/2022 Present
Cetera Investment Advisers Llc Greenwood Village CO 02/2025 Present
  • 08/2014 → 08/2022
    Unknown
    Castle Rock, CO
  • 08/2022 → Present
    Cetera Investment Services Llc
    Greenwood Village, CO
  • 02/2025 → Present
    Greenwood Village, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-31
  • S66 Uniform Combined State Law Examination
    2025-01-31

View on SEC IAPD

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