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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-01
MN RA APPROVED 2013-11-18
OK RA APPROVED 2010-06-28
  • TX RA
    APPROVED_RES
    Since 2024-11-01
  • MN RA
    APPROVED
    Since 2013-11-18
  • OK RA
    APPROVED
    Since 2010-06-28

Branch Locations

225 W Lincoln Ave, Fergus Falls, MN 56537 • United States

Fergus Falls, MN • United States

Whitesboro, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Alexandria MN 06/2006 Present
Thrivent Financial For Lutherans Appleton WI 06/2006 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-28
S63 Uniform Securities Agent State Law Examination 2006-11-15
  • S66 Uniform Combined State Law Examination
    2008-07-28
  • S63 Uniform Securities Agent State Law Examination
    2006-11-15

View on SEC IAPD

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