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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-05 |
| MN | RA | APPROVED | 2019-05-09 |
| ND | RA | APPROVED | 2019-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of The West | Fargo | ND | 05/2016 | 04/2018 |
| Ameriprise Financial Services, Inc. | Fargo | ND | 04/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Fergus Falls | MN | 03/2020 | Present |
Board of Directors; Bethlehem Lutheran Church; Counsel Member; 102 W Junius Ave, , Fergus Falls, MN, 56537; Not Investment-Related; 03/09/2021; 1 to 9 hours per month; 0 during trading hours / Sertoma; Head of membership; PO Box 621, , Fergus Falls, MN, 56537; Not Investment-Related; 07/01/2021; 1 to 9 hours per month; 0 during trading hours / Otter Cove Board of Directors; Treasurer; 105 W Lincoln Ave, , Fergus Falls , MN, 56537; Not Investment-Related; 01/01/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; LFP Consulting; Advisor - Employee; entity for payroll and benefits; 125 Buckskin Ave Suite 200, , Bismarck, ND, 58503; Not Investment-Related; 05/07/2018; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-30 |
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