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Prospera Financial Services, Inc. CRD 10740
$12.4B regulatory AUM 14 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-05-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Maryville University | St. Louis | MO | 08/2008 | 05/2018 |
| Unemployed | St. Louis | MO | 05/2018 | 07/2019 |
| Chaminade College Prep School | St. Louis | MO | 08/2019 | Present |
| St. Louis University | St. Louis | MO | 07/2019 | Present |
| Saleeby And Associates | St. Louis | MO | 07/2022 | Present |
| Prospera Financial Services, Inc. | St. Louis | MO | 05/2025 | Present |
1. DRDJ, LLC. STARTED 9/2021. PARTNER. 2301 NE 27TH AVE, LIGHTHOUSE POINT FL, 33064. BUY & SELL ANTIQUES/COLLECTIBLES. 0 HOURS A MONTH. NOT INVESTMENT RELATED. 2. 11301 OLIVE, LLC.; INVESTMENT RELATED - NO; 11301 OLIVE BLVD, ST. LOUIS MO 63141; CO- OWNER; 10/2012; 3 HOURS PER MONTH; 3 DURING TRADING HOURS; LEASING PROPERTY/MANAGER. 3. SALEEBY & ASSOCIATES, INC., INVESTMENT RELATED - YES; 11301 OLIVE BLVD CREVE COEUR, MO 63141, FINANCIAL SERVICES, EMPLOYEE; 07/2022; 4 HOURS PER MONTH; 4 HOURS DURING TRADING HOURS; CLERIAL DUTIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-06 |
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