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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-18 |
| NC | RA | APPROVED | 2024-09-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Winston-Salem | NC | 09/2022 | 08/2024 |
| Phillips Industries | High Point | NC | 10/2013 | 02/2021 |
| Assistant To Vicky Leonard | High Point | NC | 02/2021 | 09/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | High Point | NC | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-20 |
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