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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-11
  • TX RA
    APPROVED
    Since 2023-01-11

Branch Locations

701 E Stassney Ln Bldg F, Austin, TX 78745 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Austin TX 10/2019 Present
Bank Of America, N.A. Austin TX 10/2019 Present
Wells Fargo Austin TX 05/2011 10/2019
Other Businesses

Little Hive Atx, Inc. Not investment related 296 Cherry Laurel Ln Private Montessori School Director. My wife Eloisa is the other Director and she is the one that runs the school. I am just a director June 2022 when we opened the school 0 hours devoted to the school I am officially 1 of 2 directors on the incorporation documents but my wife is in charge of the school and runs it on her

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-02
  • S66 Uniform Combined State Law Examination
    2022-12-02

View on SEC IAPD

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