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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 10/2019 | Present |
| Bank Of America, N.A. | Austin | TX | 10/2019 | Present |
| Wells Fargo | Austin | TX | 05/2011 | 10/2019 |
Little Hive Atx, Inc. Not investment related 296 Cherry Laurel Ln Private Montessori School Director. My wife Eloisa is the other Director and she is the one that runs the school. I am just a director June 2022 when we opened the school 0 hours devoted to the school I am officially 1 of 2 directors on the incorporation documents but my wife is in charge of the school and runs it on her
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-02 |
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