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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-06-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Bank Na | Wausau | WI | 06/2018 | Present |
| Texas Roadhouse | Wausau | WI | 10/2020 | Present |
| Peoples State Bank | Wausau | WI | 09/2017 | 12/2017 |
| University Of Wisconsin Stevens Point - Tutoring Learning Center | Stevens Point | WI | 09/2016 | 05/2017 |
| Edgar Child Care | Edgar | WI | 09/2012 | 06/2018 |
| University Of Wisconsin Stevens Point | Stevens Point | WI | 09/2015 | 05/2018 |
| Lpl Financial Llc | Cedarburg | WI | 10/2022 | Present |
1) 10/21/2022 - BMO Investment Services - DBA for LPL Business (entity for LPL business) - Investment related - at reported business location(s). 2) 10/21/2022 - BMO Bank NA - Financial Institution Duty - Licensed Branch Employee - Investment related - Cedarburg, WI - Start date: 10/2022. 3) 10/21/2022 - Notary - Investment related - 205 W Northwest Highway, palatine, IL 60067 - Start Date: 07/2019 - 1 hour per month. 4) 10/21/2022 - Texas Roadhouse Restaurant - Outside/W2 Employment - Server - Wausau, WI -0hours a month - Start date: 10/2022.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 2023-02-21 |
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