Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-24
WI RA APPROVED 2011-10-11
  • TX RA
    APPROVED_RES
    Since 2020-09-24
  • WI RA
    APPROVED
    Since 2011-10-11

Branch Locations

640 Division Street, Stevens Point, WI 54481 • United States

420 South Koeller Street, Oshkosh, WI 54902 • United States

W7810 State Rd 21, Wautoma, WI 54982 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Old National Bank (Formerly: Anchor Bank) Stevens Point WI 03/2005 Present
Lpl Financial, Llc Stevens Point WI 10/2011 Present
  • 03/2005 → Present
    Old National Bank (Formerly: Anchor Bank)
    Stevens Point, WI
  • 10/2011 → Present
    Stevens Point, WI
Previous Registrations
  • 2007-07-25 → 2011-10-11
    Uvest Financial Services Group, Inc.
    Columbus, WI
    Charlotte, NC
    Ripon, WI
    Winneconne, WI
    Wautoma, WI
  • 2006-12-04 → 2007-07-24
    Vision Asset Management Inc
    Ripon, WI
Other Businesses

1. 11/10/2017 - God's 911 Team - Not Investment Related - 111 N. St. Marie Street Wautoma, WI 54982 - Non-Profit Board Member - Start Date 11/02/2017 - 2 Hours Per Month/0 Hours During Securities Trading - Non Profit organization in Wautoma created by several local churches collaborating. 2. 3/29/2021 - Old National Bank - Investment Related - At Reported Business Location(s) - Financial Institution Duty - VP Wealth Advisor - Started 01/02/2020 - 160 Hours Per Month During Securities Trading. 3. 10/25/2021 - OLD NATIONAL BANK - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Start Date: 01/02/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 4. 04/01/2025- Old National Wealth Advisors- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 4/1/2025 5. 04/01/2025 - Old National Bank - Investment Related - DBA for LPL Business (entity for LPL business) - None - Start Date; 4/1/2025 - 0 Hrs/Mth - 0 Hrs During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-01
S63 Uniform Securities Agent State Law Examination 1998-09-02
  • S66 Uniform Combined State Law Examination
    2006-12-01
  • S63 Uniform Securities Agent State Law Examination
    1998-09-02

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Stevens Point, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor