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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-09-24 |
| WI | RA | APPROVED | 2011-10-11 |
Branch Locations
640 Division Street, Stevens Point, WI 54481 • United States
420 South Koeller Street, Oshkosh, WI 54902 • United States
W7810 State Rd 21, Wautoma, WI 54982 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Old National Bank (Formerly: Anchor Bank) | Stevens Point | WI | 03/2005 | Present |
| Lpl Financial, Llc | Stevens Point | WI | 10/2011 | Present |
1. 11/10/2017 - God's 911 Team - Not Investment Related - 111 N. St. Marie Street Wautoma, WI 54982 - Non-Profit Board Member - Start Date 11/02/2017 - 2 Hours Per Month/0 Hours During Securities Trading - Non Profit organization in Wautoma created by several local churches collaborating. 2. 3/29/2021 - Old National Bank - Investment Related - At Reported Business Location(s) - Financial Institution Duty - VP Wealth Advisor - Started 01/02/2020 - 160 Hours Per Month During Securities Trading. 3. 10/25/2021 - OLD NATIONAL BANK - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Start Date: 01/02/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 4. 04/01/2025- Old National Wealth Advisors- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 4/1/2025 5. 04/01/2025 - Old National Bank - Investment Related - DBA for LPL Business (entity for LPL business) - None - Start Date; 4/1/2025 - 0 Hrs/Mth - 0 Hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-02 |
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