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Vicente Funes

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Brea, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-31
CA RA APPROVED 2022-10-28
  • TX RA
    APPROVED
    Since 2023-01-31
  • CA RA
    APPROVED
    Since 2022-10-28

Branch Locations

145 S State College Blvd, Brea, CA 92821 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Brea CA 08/2022 Present
The Myers Law Group, A.P.C Rancho Cucamonga CA 02/2020 08/2022
Costco Wholesale Corporation Goleta CA 10/2018 05/2021
J.C. Penney Corporation, Inc. Whittier CA 08/2016 04/2018
Ucsb Physics Department Santa Barbara CA 04/2018 06/2018
Lascari's Italian Cucina La Habra CA 07/2018 09/2018
Bank Of America N.A. Brea CA 07/2025 Present
  • 08/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Brea, CA
  • 02/2020 → 08/2022
    The Myers Law Group, A.P.C
    Rancho Cucamonga, CA
  • 10/2018 → 05/2021
    Costco Wholesale Corporation
    Goleta, CA
  • 08/2016 → 04/2018
    J.C. Penney Corporation, Inc.
    Whittier, CA
  • 04/2018 → 06/2018
    Ucsb Physics Department
    Santa Barbara, CA
  • 07/2018 → 09/2018
    Lascari's Italian Cucina
    La Habra, CA
  • 07/2025 → Present
    Bank Of America N.A.
    Brea, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-13
S65 Uniform Investment Adviser Law Examination 2022-06-06
  • S66 Uniform Combined State Law Examination
    2022-12-13
  • S65 Uniform Investment Adviser Law Examination
    2022-06-06

View on SEC IAPD

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