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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-03-02
UT RA APPROVED 2012-09-07
  • TX RA
    APPROVED_RES
    Since 2015-03-02
  • UT RA
    APPROVED
    Since 2012-09-07

Branch Locations

145 W 200 N, Provo, UT 84601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Provo UT 08/2012 Present
Bank Of America, N.A. Provo UT 11/2012 Present
Previous Registrations
Other Businesses

I*: 1963282 Entity Type: Entity Charitable Name of OBA: Utah Valley Aquatics Address: Provo, UT Investment Related: No Position, Title, Association: Board Member, Officier Employee Start Date: 09/01/2024 Number of Hours: 2 hrs monthly Number of Hours during trading: 0 Duties: Utah Valley Aquatics fosters the development of each swimmer's ability, desire and discipline to achieve his/her potential in and out of the pool. Expected responsibility is Board Member, role as VP. Expected to attended regular monthly board meetings, any special meetings when deemed necessary. Roles of the VP are: -Initiate and participate in yearly review of club documents, including but not limited to the Bylaw sand Team Handbook documents.- Manage the election process for UVRay Board of Directors- Work with team administrators to update Board of Directors information on team website.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-06
  • S66 Uniform Combined State Law Examination
    2009-11-06
Other Names
  • Spencer Lonnie Oman

View on SEC IAPD

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