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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-31
CT RA APPROVED 2023-11-23
  • TX RA
    APPROVED
    Since 2024-01-31
  • CT RA
    APPROVED
    Since 2023-11-23

Branch Locations

185 Asylum St City Place Ii, 14Th Fl, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hartford CT 08/2022 Present
Amazon Manchester CT 05/2022 06/2022
Panera Bread West Hartford CT 11/2020 08/2022
Olive Garden West Hartford CT 02/2021 11/2021
Foodhost West Hartford CT 01/2020 Present
Dollar Tree Windsor CT 09/2020 02/2021
Northeast Foods Llc Hartford CT 05/2018 12/2018
Darden Restaurants, Inc West Hartford CT 01/2020 10/2020
University Of Uconn Hartford CT 08/2020 05/2022
General Education West Hartford CT 01/2013 05/2018
Education West Hartford CT 12/2018 01/2020
  • 08/2022 → Present
    Hartford, CT
  • 05/2022 → 06/2022
    Amazon
    Manchester, CT
  • 11/2020 → 08/2022
    Panera Bread
    West Hartford, CT
  • 02/2021 → 11/2021
    Olive Garden
    West Hartford, CT
  • 01/2020 → Present
    Foodhost
    West Hartford, CT
  • 09/2020 → 02/2021
    Dollar Tree
    Windsor, CT
  • 05/2018 → 12/2018
    Northeast Foods Llc
    Hartford, CT
  • 01/2020 → 10/2020
    Darden Restaurants, Inc
    West Hartford, CT
  • 08/2020 → 05/2022
    University Of Uconn
    Hartford, CT
  • 01/2013 → 05/2018
    General Education
    West Hartford, CT
  • 12/2018 → 01/2020
    Education
    West Hartford, CT
Other Businesses

Name of the other businessfoodHost Whether the business is investment-relatedNot Investment Related Address of the other business 39 Clarendon ave West Hartford ct 06110 Nature of the other businessOnline Delivery service Your positionCo-owner/ Partner Title, or relationship with the other businessCo-owner/ Partner Start date of your relationship08/2020 Approximate number of hours/month you devote to the other business48 hrs Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other businessI help with development/coding, UI design, cold approaches to engage clients.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-22
  • S66 Uniform Combined State Law Examination
    2023-11-22

View on SEC IAPD

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