Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2024-10-28
VA RA APPROVED 2024-05-30
VI RA APPROVED 2023-04-11
TX RA APPROVED 2023-04-05
MD RA APPROVED 2023-03-13
  • DC RA
    APPROVED
    Since 2024-10-28
  • VA RA
    APPROVED
    Since 2024-05-30
  • VI RA
    APPROVED
    Since 2023-04-11
  • TX RA
    APPROVED
    Since 2023-04-05
  • MD RA
    APPROVED
    Since 2023-03-13

Branch Locations

1906 Towne Centre Blvd Suite 375, Bldg #4, Annapolis, MD 21401-3686 • United States

2100 Pennsylvania Avenue Nw Suite 810N, Washington, DC 20037 • United States

Haymarket, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Washington DC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Washington DC 11/2016 03/2021
Rbc Capital Markets, Llc Chevy Chase MD 03/2021 06/2022
Morgan Stanley Mclean VA 06/2022 03/2023
Rbc Capital Markets, Llc Vienna VA 03/2023 Present
Previous Registrations
Other Businesses

C2SQUARE LLC, NOT INV RELATED, 2300 Contest Lane, Haymarket, VA, 100% OWNERSHIP, START 3/25/2017, 10 HOURS PER MONTH, ZERO DURING TRADING, MAKING PET LEASHES AND ACCESSORIES FOR SALE ON EBAY. 20 NAME OF ENTITY: MCK Equine Massage Therapy ADDRESS: 2300 Contest Lane Haymarket, VA 20169 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Horse Therapy START DATE: 08/04/23 CAPACITY: Partner DUTIES: Marc & Candace Kim will be starting a horse therapy - Massage business to help horses that is in discomfort or from recent surgery or after a race HOURS DEVOTED PER MONTH: 5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-01
S63 Uniform Securities Agent State Law Examination 2009-02-16
  • S66 Uniform Combined State Law Examination
    2018-06-01
  • S63 Uniform Securities Agent State Law Examination
    2009-02-16
Other Names
  • Marc H Kim

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Annapolis, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor