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Inactive

Ethan Sawyer Staller

Ieq Capital, LLC

Foster City, CA

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Current Employers
Ieq Capital, Llc

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-17
  • CA RA
    APPROVED
    Since 2025-03-17

Branch Locations

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Newport Beach CA 09/2022 03/2024
Mml Investors Services Llc Newport Beach CA 09/2022 03/2024
Cal State Fullerton Fullerton CA 08/2018 05/2023
El Camino Real High School Woodland Hills CA 09/2014 08/2018
Mml Investors Services, Llc Newport Beach CA 08/2022 08/2022
Ieq Capital, Llc Foster City CA 04/2024 Present
  • 09/2022 → 03/2024
    Massmutual Life Insurance Company
    Newport Beach, CA
  • 09/2022 → 03/2024
    Mml Investors Services Llc
    Newport Beach, CA
  • 08/2018 → 05/2023
    Cal State Fullerton
    Fullerton, CA
  • 09/2014 → 08/2018
    El Camino Real High School
    Woodland Hills, CA
  • 08/2022 → 08/2022
    Mml Investors Services, Llc
    Newport Beach, CA
  • 04/2024 → Present
    Ieq Capital, Llc
    Foster City, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-15
  • S65 Uniform Investment Adviser Law Examination
    2025-03-15

View on SEC IAPD

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Other Offices

CITIGROUP GLOBAL MARKETS INC. · Foster City, CA
U.S. BANCORP ADVISORS, LLC · Foster City, CA
J.P. MORGAN SECURITIES LLC · SAN MATEO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOSTER CITY, CA
SUMMITRY, LLC · FOSTER CITY, CA
J.P. MORGAN SECURITIES LLC · FOSTER CITY, CA
WELLS FARGO CLEARING SERVICES, LLC · FOSTER CITY, CA
CELESTA · SAN MATEO, CA

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