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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-08
  • TX RA
    APPROVED
    Since 2025-07-08

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The University Of Houston - Downtown Houston TX 09/2021 08/2022
The Home Depot Conroe TX 04/2016 05/2022
The University Of Houston Houston TX 05/2015 05/2022
Equitable Advisors, Llc New York NY 08/2022 02/2024
Lpl Financial Llc Austin TX 03/2024 06/2025
Kestra Investment Services, Llc Austin TX 07/2025 Present
Kestra Advisory Services, Llc Austin TX 07/2025 Present
  • 09/2021 → 08/2022
    The University Of Houston - Downtown
    Houston, TX
  • 04/2016 → 05/2022
    The Home Depot
    Conroe, TX
  • 05/2015 → 05/2022
    The University Of Houston
    Houston, TX
  • 08/2022 → 02/2024
    New York, NY
  • 03/2024 → 06/2025
    Austin, TX
  • 07/2025 → Present
    Kestra Investment Services, Llc
    Austin, TX
  • 07/2025 → Present
    Austin, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-20
  • S66 Uniform Combined State Law Examination
    2022-09-20
Other Names
  • Thomas Brosnan
  • Thomas Michael Brosnan

View on SEC IAPD

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